Description

As is widely known, IAF-AB is conducting various technical courses inviting interested personnel/technocrats for enhancing & fine-tuning of the skill.

 

IAF-AB organizing Five Days Lead Auditor Training Programme Classroom & online Training course for ISO 37301 Accreditation for compliance management systems technical services series management system.

 

1. ISO INTRODUCTION

 

The standards published by ISO undergo changes periodically, to reflect the best-suited        practices over the changing times. ISO series of standards

For a business unit to successfully set up an ISO 37301 Accreditation for compliance management systems technical services management systems or get maximum benefits from an established management system, auditors within the organization have to be trained to assess the system ISO 37301 Accreditation for compliance management systems technical services requirements. They must also be able to assess their suppliers required management system to support own Quality Initiative.

To increase professionalism, quality auditors also seek formal registration with the IAF-AB (UK & INDIA) one of the prerequisites for such registration requires the quality auditors and practitioners to successfully complete an IAF-AB (UK & INDIA) approved auditor training.

 

1. OBJECTIVE OF THE COURSE:

The objective of the course is to illustrate the importance of the Five Days Lead Auditor training Programme role, skills and competency in bearing the ultimate responsibility for the effective performance of the audit team. A practical and intensive course for training quality professionals to External, Internal and manage third and second party audits of an ISO 37301 Accreditation for compliance management systems technical services  Management System.

 

Course describes how to plan and perform an audit, report findings, conduct opening and closing meetings and establish follow-up action. You will understand by the end of the course how regular auditing by an audit team directed by a competent internal auditor is the foundation of an effective ISO 37301 Accreditation for compliance management systems technical services

Management System. On completion of the course, you will have the necessary skills and the experience to Internal Audit and manage your own audits. The learning process will include a

series of tutorials, exercises, culminating in both practical and written examination. Delegates will be supplied with a bound set of comprehensive course notes.

 

1. COURSE CONTENTS:

• Introduction to ISO 37301 Accreditation for compliance management systems technical services Management System
•  Vocabulary & understanding definitions
•  Introduction to ISO 37301 Accreditation for compliance management systems technical services- Management System Requirements
•  Need for Internal Quality Audits
•    Auditing Techniques
•  Conducting Internal Quality Audits
•     Course Examination with minimum 70% passing marks.

 

DAY 1: INTRODUCTION TO ISO 37301 AND AUDITING PRINCIPLES

• Session 1: Overview of ISO 37301 Compliance Management Systems
  • Introduction to ISO 37301: history, purpose, and relevance
  • Structure of ISO 37301 and its relationship with other ISO standards (e.g., ISO 19600)
• Session 2: CMS and Compliance Auditing Fundamentals
  • Purpose and benefits of a CMS
  • Key principles of auditing and ethical auditing conduct
  • Introduction to the audit lifecycle: planning, execution, reporting, and follow-up
• Session 3: Compliance Management Framework
  • Core components: Context, Leadership, Planning, Support, Operation, Performance Evaluation, Improvement
  • Understanding compliance obligations: legal, regulatory, contractual
• Interactive Session
  • Group discussions on the role and importance of compliance in various industries

DAY 2: AUDIT PLANNING AND PREPARATION

• Session 1: Audit Types and Objectives
  • Types of audits: internal, external, and certification
  • Determining audit objectives, scope, and criteria
  • Key differences between first-party, second-party, and third-party audits
• Session 2: Understanding Compliance Obligations and Risk
  • Identifying and evaluating compliance obligations
  • CMS risk-based thinking and assessing compliance risks
  • Developing audit plans based on risk assessment
• Session 3: Preparing the Audit Plan
  • Developing audit checklists and audit schedules
  • Auditor competence requirements and role assignments
  • Preparing audit documents, selecting audit team members
• Workshop: Practical Exercise
  • Drafting audit objectives and developing an audit plan

DAY 3: AUDIT EXECUTION AND TECHNIQUES

• Session 1: Conducting the Audit
  • Opening meeting: purpose and structure
  • Gathering evidence: interviews, document reviews, observation techniques
  • Effective questioning techniques and interview skills
• Session 2: Sampling and Evidence Collection
  • Types of evidence: objective evidence, testimonial evidence, documentary evidence
  • Sampling methods in auditing
  • Identifying nonconformities and recording findings
• Session 3: Managing Audit Findings and Nonconformities
  • Types of nonconformities (major, minor, opportunities for improvement)
  • Documenting and classifying audit findings
  • Effective communication during the audit process
• Role-play Exercise
  • Simulated audit scenarios with participants acting as auditors and auditees

DAY 4: AUDIT REPORTING AND FOLLOW-UP

• Session 1: Audit Report Writing
  • Structure and components of an effective audit report
  • Language and tone for clear and objective reporting
  • Recommendations and corrective actions
• Session 2: Conducting the Closing Meeting
  • Structure and objectives of the closing meeting
  • Presenting audit findings and discussing nonconformities
  • Securing agreement on corrective actions
• Session 3: Follow-Up and Corrective Actions
  • Monitoring corrective actions and ensuring timely completion
  • Verifying effectiveness of corrective actions
  • Follow-up audits and ensuring continuous improvement
• Workshop: Report Writing Exercise
  • Preparing a sample audit report based on case study findings

DAY 5: LEAD AUDITOR RESPONSIBILITIES AND ACCREDITATION PREPARATION

• Session 1: Lead Auditor Skills and Responsibilities
  • Role of a lead auditor in audit planning, team leadership, and decision-making
  • Ensuring impartiality, objectivity, and independence
  • Conflict management and resolution in audits
• Session 2: Accreditation and Certification Process for ISO 37301
  • Understanding the ISO 37301 certification and accreditation process
  • Preparation for external accreditation audits
  • Auditor code of conduct and ethics
• Session 3: Continuous Improvement in CMS Auditing
  • Using audit findings to drive improvement in CMS
  • Adapting audit practices based on changes in compliance obligations
  • Knowledge sharing and auditor development
• Final Assessment and Certification
  • Mock exam to test knowledge and practical skills
  • Feedback on individual audit reports and performance
• Closing Session
  • Summary of the course, Q&A, and next steps for professional development

Learning Outcomes

By the end of the course, participants will be able to:

1. Understand and interpret ISO 37301 requirements and principles.
2. Lead CMS audits effectively, from planning to reporting.
3. Identify and assess compliance risks and obligations.
4. Conduct compliance audits with professionalism, accuracy, and integrity.
5. Prepare for ISO 37301 accreditation and manage CMS improvement initiatives.

Materials Provided

• Course manual, ISO 37301 reference guides, and audit templates
• Sample audit plans and checklists
• Case studies and role-play scenarios for hands-on practice
• Certificate of Completion

 

For detail of contents refer our website at   https://iaf-ab.org/

 

1. WHO SHOULD ATTEND:

1)   All employees whose work responsibility directly affects ISO 19443 Accreditation For Nuclear Energy Sector Supplying Products And Services.

2)   Those individuals willing to take up external auditing as a future profession by becoming an independent auditor.

3)   Those who intend to enroll themselves to IAF-AB (UK & INDIA) Registration Schemes of ISO 37301 Accreditation for compliance management systems technical services.

4)   Management Representatives responsible for effective implementation and execution of ISO 37301 Accreditation for compliance management systems technical services.

 

1. FACILITIES:

All facility for delegates covering lecture hall, tea and lunch will be arranged by Client or if you are attending the course at IAF-AB office. IAF-AB institute will arrange the above facility.

 

1. COURSE DETAILS:

Detail program of every days training course will be sent / given on the first day to the delegates on registration.

 

1. DURATION:

Five Days Lead Auditor Training program for ISO 37301 Accreditation for compliance management systems technical services [Timings: 10.00 am to 6.00 pm]

 

FEES:

1. 5 Days Lead Auditor Training program of ISO ISO 37301 Accreditation for compliance management systems technical services is Rs 25000+18%GST

 

Payment should be made by Cheque / DD in Favor of “IAF-AB, Mumbai”